SEC Compliance Consultants, Inc. (SEC³)

Compliance expertise for investors and financial institutions

Established in 2003, SEC³ provides comprehensive compliance services to private fund advisers, asset managers, and other financial institutions. The company's team of experienced professionals has served as regulators, chief compliance officers, attorneys, and senior management at investment firms. This expertise enables SEC³ to offer a full suite of regulatory services, including SEC exam tips, to help clients navigate complex compliance requirements. By partnering with SEC³, investors and financial institutions can ensure they are in compliance with relevant regulations, reducing risk and increasing confidence. With offices in key cities across the US, SEC³ provides local expertise and support to meet the diverse needs of its clients.